Monthly Archives: May 2013

Hedge Funds, Investors and Fees

Data released by Preqin(1) indicates that hedge fund returns have rallied strongly in 2013 and continue to improve. Event driven funds represented the most successful hedge fund strategy over Q1, returning 3.8%. Whilst even macro-funds, which underperformed in early 2013, … Continue reading

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Increased Scrutiny of SEC Broker Dealer Registration Requirements

Placement Agents and Transaction Fees Risk Triggering SEC Broker-Dealer Registration Requirements David W. Blass, chief Counsel of the Security and Exchange Commission (the “SEC”), used his speech to the American Bar Association this month to move market participants and regulators … Continue reading

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